FAQS

Yes, STOCKKINGS Capital is a member of FINRA and registered with the SEC.

All securities in your account are held by our clearing firm, INTL FCStone, Inc. https://www.intlfcstone.com/ INTL FCStone, Inc. is one of the most well-known clearing firms in the world and is also a publicly traded company; NASDAQ symbol: INTL.

Yes. SIPC https://www.sipc.org/list-of-members/?query=STOCKKINGS+CAPITAL protects against the loss of cash and securities – such as stocks and bonds – held by a customer at a financially-troubled SIPC-member brokerage firm. The limit of SIPC protection is $500,000, which includes a $250,000 limit for cash. You may visit their website by clicking here SIPC https://www.sipc.org/list-of-members/?query=STOCKKINGS+CAPITAL

There is no minimum or maximun to open an account. We like to encourage investors to start with an amount they feel comfortable with, and they can add more as they see performance.

Yes, STOCKKINGS encourages clients to look at their different brokerage accounts and transfer the ones they feel is not performing as well as they believe it should. The transfer process is quick and it generally only takes 2 to 3 days to move an account from one firm to another.

Yes. Through our clearing firm, you have 24/7 access to view your account any time you want. We encourage clients to view their account as often as possible so they can measure how their account is performing.